+Член 6 Предаване на данни на клиент на държави членки
---+Article 6 (a)
---+Article 6 (b)
---+Article 6 (c)
---+Article 6 (d)
---+Article 6 (e)
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Член 6 Предаване на данни на клиент на държави членки
Когато правото на трета държава забранява или ограничава предаването на държава членка на данни, свързани с клиенти на клон и мажоритарно притежавано дъщерно предприятие, установени в трета държава членка, за целите на надзора за борба с изпирането на пари и финансирането на тероризъм, кредитните и финансовите институции най-малкото:
1. Преглед
| Наименование |
Регулация |
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Article 6 (a)
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inform the competent authority of the home Member State without undue delay and in any case no later than 28 calendar days after identifying the third country of the following:
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(i)
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the name of the third country concerned;
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(ii)
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how the implementation of the third country's law prohibits or restricts the transfer of data related to customers for the purpose of supervision for anti-money laundering and countering the financing of terrorism;
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Article 6 (b)
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carry out enhanced reviews, including, where this is commensurate with the money laundering and terrorist financing risk associated with the operation of the branch or majority-owned subsidiary established in the third country, onsite checks or independent audits, to be satisfied that the branch or majority-owned subsidiary effectively implements group-wide policies and procedures and that it adequately identifies, assesses and manages the money laundering and terrorist financing risks;
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Article 6 (c)
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provide the findings of the reviews referred to in point (b) to the competent authority of the home Member State upon request;
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Article 6 (d)
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require the branch or majority-owned subsidiary established in the third country regularly to provide relevant information to the credit institution's or financial institution's senior management, including at least the following:
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(i)
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the number of high risk customers and aggregated statistical data providing an overview of the reasons why customers have been classified as high risk, such as politically exposed person status;
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(ii)
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the number of suspicious transactions identified and reported and aggregated statistical data providing an overview of the circumstances that gave rise to suspicion;
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Article 6 (e)
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make the information referred to in point (d) available to the competent authority of the home Member State upon request.
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,
1.1 Препратки
1.2 Идентифицирани изисквания
1.3 Свързани стандарти
2. Идентифицирани изисквания
Изисквания
| Източник |
Изискване |
3. Свързани стандарти
Стандарти
| Източник |
Изискване |
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