+Riktlinjer (EBA/GL/2015/03)
---+EBA:s riktlinjer om faktorer som ska utlösa åtgärder för tidigt ingripande
------+1. Efterlevnads- och rapporteringsskyldigheter
------+2. Syfte, tillämpningsområde och definitioner
---------+1. Detta dokument innehåller riktlinjer som har utfärdats enligt artikel 16 i förordning (EU) nr …
---------+2. Riktlinjerna visar Europeiska bankmyndighetens (EBA) syn på lämplig tillsynspraxis inom det …
---------+3. Enligt artikel 16.3 i förordning (EU) nr 1093/2010 måste de behöriga myndigheterna meddela EBA …
---------+4. Anmälningarna kommer att offentliggöras på EBA:s webbplats i enlighet med artikel 16.3.
---------+5. The following definitions apply for the purposes of these Guidelines: a. ‘Conditions for early …
---------+6. These Guidelines are addressed to the competent authorities as defined in Article 4(2)(i) of …
------+3. Faktorer som ska utlösa åtgärder för tidigt ingripande
---------+7. These Guidelines identify the following triggers for the competent authorities’ decision on …
---------+8. The breach of the triggers identified in these Guidelines should prompt the competent …
---------+9. Breaches of the triggers, outcomes of associated further investigations and decisions on the …
---------+10. Upon the breach of the triggers, when taking a positive decision to apply an early intervention …
---------+11. When competent authorities assign to an institution an Overall SREP score of ‘4’ they should …
---------+12. The results of the Overall SREP assessment and specific pre-defined combinations of the results …
---------+13. In particular, should the competent authority, as an outcome of SREP, assign to an institution …
---------+14. In addition, in certain circumstances, the competent authority should also consider the …
---------+15. In particular, the competent authority should decide on whether to apply early intervention …
---------+16. When deciding whether to apply early intervention measures based on the above SREP scores and …
---------+17. The SREP process as set out in the SREP Guidelines requires competent authorities to carry out …
---------+18. When identifying thresholds for the indicators related to prudential requirements, as …
---------+19. Where competent authorities, for the purpose of monitoring key indicators, set thresholds for …
---------+20. Identification of material changes or anomalies in indicators, including breaches of …
---------+21. Where an institution’s financial condition and risk outlook and SREP score for a particular …
---------+22. Without prejudice to paragraph 21, in certain circumstances material changes or anomalies in …
---------+23. Certain events may have a significant impact on an institution’s financial conditions, putting …
---------+24. Generally, such events should prompt further investigations of an affected area. In particular …
---------+25. Upon becoming aware of the occurrence of a significant event, the competent authority should …
---------+26. The competent authority should update the risk assessment and score of the respective SREP …
---------+27. Without prejudice to paragraph 26, in certain circumstances significant events may be used …
---------+28. The fact that a resolution authority commences a consultation process with a competent …
------+4. Genomförande
---------+29. These Guidelines apply from 1 January 2016.
 English - European Union - Financial Industry -

Riktlinjer (EBA/GL/2015/03)

Riktlinjer (EBA/GL/2015/03)

https://www.eba.europa.eu/activities/single-rulebook/regulatory-activities/recovery/guidelines-early-intervention-triggers – PDF

1. Översikt

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EBA:s riktlinjer om faktorer som ska utlösa åtgärder för tidigt ingripande

EBA:s riktlinjer om faktorer som ska utlösa åtgärder för tidigt ingripande

1.1 Referenser

1.2 Identifierade krav

1.3 Relaterade standarder

2. Identifierade krav

Krav

3. Relaterade standarder

Standarder
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