108. The table below presents a non-exhaustive list of supervisory measures that competent …

The table below presents a non-exhaustive list of supervisory measures that competent authorities may take in case of identified deficiencies in institution’s internal governance and institution-wide controls. Competent authorities should decide on the type of supervisory measure based on its effectiveness towards the specific identified deficiency. Competent authorities may apply additional supervisory measures or a combination of these with the ones listed in the table below, if these are deemed more appropriate to address the identified deficiencies. For breaches of DORA, competent authorities should consider the applicable corrective and remedial measures provided in Article 50 of DORA. Table 5. Potential and non- exhaustive list of supervisory measures stemming from the assessment of institution’s internal governance and institution-wide controls Potential supervisory measures for competent authorities in accordance with Article 104(1) points (b), (d), (e), (f), (g), (j), (l, (m), and (n) of Directive 2013/36/EU and Article 50 of Regulation (EU) 2022/2554 – Competent authorities may require the institution to: A. enhance and have a more active involvement of the management body or its committees; B. develop and implement corrective action plans to address deficiencies; C. strengthen internal controls; D. improve the internal governance framework; E. enhance reporting mechanisms and oversight; F. limit variable remuneration; G. implement compliance management systems; H. have additional or more frequent reporting requirements; I. reinforce specific arrangements, processes, mechanisms and strategies; J. reperform stress tests using modified assumptions; K. enhance governance and risk management arrangements applied to ESG risks, in particular environmental risks.

1. Преглед

1.1 Препратки

• Член 50 Административни санкции и коригиращи мерки

1.2 Идентифицирани изисквания

1.3 Свързани стандарти

2. Идентифицирани изисквания

3. Свързани стандарти

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