42. The management body is at all times fully responsible and accountable for at least: a. ensuring …

The management body is at all times fully responsible and accountable for at least:

a. ensuring that the financial entity meets on an ongoing basis the conditions with which it must comply to remain authorised, including any conditions imposed by the competent authority;
b. ensuring the internal organisation of the financial entity;
c. approving and overseeing the implementation and maintenance of effective policies to identify, assess, manage and mitigate or prevent actual and potential conflicts of interest;
d. the setting of the financial entity ’s strategies and policies (e.g. the business model, the risk appetite, the risk management framework);
e. overseeing the day-to-day management of the financial entity, including the management of all risks associated with third-party arrangements;
f. exercising the oversight role of the management body in its supervisory function, including overseeing and monitoring management decision-making;
g. approving, overseeing, and periodically reviewing the implementation of the business continuity policy regarding third-party arrangements;
h. approving and periodically reviewing the internal audit plans, audits, and material modifications to them regarding third-party arrangements.

1. Přehled

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Požadavky
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Standardy
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EBA -
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