+126. Where concerns are identified that lead to the conclusion that a financial entity no longer …

126. Where concerns are identified that lead to the conclusion that a financial entity no longer …

Where concerns are identified that lead to the conclusion that a financial entity no longer has robust governance arrangements in place or does not comply with regulatory requirements, competent authorities should take appropriate actions, which may include limiting or restricting the scope of the non-ICT services supporting critical or important functions provided by TPSPs or requiring exit from one or more third-party arrangements. Considering the need of the financial entity to operate on a continuous basis, the termination or the temporary suspension of contracts could be required if the supervision and enforcement of regulatory requirements cannot be ensured by other measures.

1. Přehled

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Název Regulace

1.1 Odkazy

1.2 Identifikované požadavky

1.3 Související standardy

2. Identifikované požadavky

Požadavky
Zdroj Požadavek

3. Související standardy

Standardy
Zdroj Požadavek
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.