Assessment Objective

Determine if:

• PL-02a.
  • PL-02a.01
    • PL-02a.01[01] a security plan for the system is developed that is consistent with the organization’s enterprise architecture;
    • PL-02a.01[02] a privacy plan for the system is developed that is consistent with the organization’s enterprise architecture;
  • PL-02a.02
    • PL-02a.02[01] a security plan for the system is developed that explicitly defines the constituent system components;
    • PL-02a.02[02] a privacy plan for the system is developed that explicitly defines the constituent system components;
  • PL-02a.03
    • PL-02a.03[01] a security plan for the system is developed that describes the operational context of the system in terms of mission and business processes;
    • PL-02a.03[02] a privacy plan for the system is developed that describes the operational context of the system in terms of mission and business processes;
  • PL-02a.04
    • PL-02a.04[01] a security plan for the system is developed that identifies the individuals that fulfill system roles and responsibilities;
    • PL-02a.04[02] a privacy plan for the system is developed that identifies the individuals that fulfill system roles and responsibilities;
  • PL-02a.05
    • PL-02a.05[01] a security plan for the system is developed that identifies the information types processed, stored, and transmitted by the system;
    • PL-02a.05[02] a privacy plan for the system is developed that identifies the information types processed, stored, and transmitted by the system;
  • PL-02a.06
    • PL-02a.06[01] a security plan for the system is developed that provides the security categorization of the system, including supporting rationale;
    • PL-02a.06[02] a privacy plan for the system is developed that provides the security categorization of the system, including supporting rationale;
  • PL-02a.07
    • PL-02a.07[01] a security plan for the system is developed that describes any specific threats to the system that are of concern to the organization;
    • PL-02a.07[02] a privacy plan for the system is developed that describes any specific threats to the system that are of concern to the organization;
  • PL-02a.08
    • PL-02a.08[01] a security plan for the system is developed that provides the results of a privacy risk assessment for systems processing personally identifiable information;
    • PL-02a.08[02] a privacy plan for the system is developed that provides the results of a privacy risk assessment for systems processing personally identifiable information;
  • PL-02a.09
    • PL-02a.09[01] a security plan for the system is developed that describes the operational environment for the system and any dependencies on or connections to other systems or system components;
    • PL-02a.09[02] a privacy plan for the system is developed that describes the operational environment for the system and any dependencies on or connections to other systems or system components;
  • PL-02a.10
    • PL-02a.10[01] a security plan for the system is developed that provides an overview of the security requirements for the system;
    • PL-02a.10[02] a privacy plan for the system is developed that provides an overview of the privacy requirements for the system;
  • PL-02a.11
    • PL-02a.11[01] a security plan for the system is developed that identifies any relevant control baselines or overlays, if applicable;
    • PL-02a.11[02] a privacy plan for the system is developed that identifies any relevant control baselines or overlays, if applicable;
  • PL-02a.12
    • PL-02a.12[01] a security plan for the system is developed that describes the controls in place or planned for meeting the security requirements, including rationale for any tailoring decisions;
    • PL-02a.12[02] a privacy plan for the system is developed that describes the controls in place or planned for meeting the privacy requirements, including rationale for any tailoring decisions;
  • PL-02a.13
    • PL-02a.13[01] a security plan for the system is developed that includes risk determinations for security architecture and design decisions;
    • PL-02a.13[02] a privacy plan for the system is developed that includes risk determinations for privacy architecture and design decisions;
  • PL-02a.14
    • PL-02a.14[01] a security plan for the system is developed that includes security-related activities affecting the system that require planning and coordination with [Assignment: individuals or groups];
    • PL-02a.14[02] a privacy plan for the system is developed that includes privacy-related activities affecting the system that require planning and coordination with [Assignment: individuals or groups];
  • PL-02a.15
    • PL-02a.15[01] a security plan for the system is developed that is reviewed and approved by the authorizing official or designated representative prior to plan implementation;
    • PL-02a.15[02] a privacy plan for the system is developed that is reviewed and approved by the authorizing official or designated representative prior to plan implementation.
• PL-02b.
  • PL-02b.[01] copies of the plans are distributed to [Assignment: personnel or roles];
  • PL-02b.[02] subsequent changes to the plans are communicated to [Assignment: personnel or roles];
• PL-02c. plans are reviewed [Assignment: frequency];
• PL-02d.
  • PL-02d.[01] plans are updated to address changes to the system and environment of operations;
  • PL-02d.[02] plans are updated to address problems identified during the plan implementation;
  • PL-02d.[03] plans are updated to address problems identified during control assessments;
• PL-02e.
  • PL-02e.[01] plans are protected from unauthorized disclosure;
  • PL-02e.[02] plans are protected from unauthorized modification.

Assessment Methods

Examine

• Security and privacy planning policy
• procedures addressing system security and privacy plan development and implementation
• procedures addressing security and privacy plan reviews and updates
• enterprise architecture documentation
• system security plan
• privacy plan
• records of system security and privacy plan reviews and updates
• security and privacy architecture and design documentation
• risk assessments
• risk assessment results
• control assessment documentation
• other relevant documents or records

Interview

• Organizational personnel with system security and privacy planning and plan implementation responsibilities
• system developers
• organizational personnel with information security and privacy responsibilities

Test

• Organizational processes for system security and privacy plan development, review, update, and approval
• mechanisms supporting the system security and privacy plan

Propojené úkoly

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.