Assessment Objective

Determine if:

• AC-01a.
  • AC-01a.[01] an access control policy is developed and documented;
  • AC-01a.[02] the access control policy is disseminated to [Assignment: personnel or roles];
  • AC-01a.[03] access control procedures to facilitate the implementation of the access control policy and associated controls are developed and documented;
  • AC-01a.[04] the access control procedures are disseminated to [Assignment: personnel or roles];
  • AC-01a.01
    • AC-01a.01(a)
      • AC-01a.01(a)[01] the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy addresses purpose;
      • AC-01a.01(a)[02] the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy addresses scope;
      • AC-01a.01(a)[03] the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy addresses roles;
      • AC-01a.01(a)[04] the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy addresses responsibilities;
      • AC-01a.01(a)[05] the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy addresses management commitment;
      • AC-01a.01(a)[06] the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy addresses coordination among organizational entities;
      • AC-01a.01(a)[07] the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy addresses compliance;
    • AC-01a.01(b) the [Selection (one or more): organization-level; mission/business process-level; system-level] access control policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines;
• AC-01b. the [Assignment: official] is designated to manage the development, documentation, and dissemination of the access control policy and procedures;
• AC-01c.
  • AC-01c.01
    • AC-01c.01[01] the current access control policy is reviewed and updated [Assignment: frequency];
    • AC-01c.01[02] the current access control policy is reviewed and updated following [Assignment: events];
  • AC-01c.02
    • AC-01c.02[01] the current access control procedures are reviewed and updated [Assignment: frequency];
    • AC-01c.02[02] the current access control procedures are reviewed and updated following [Assignment: events].

Assessment Methods

Examine

• Access control policy and procedures
• system security plan
• privacy plan
• other relevant documents or records

Interview

• Organizational personnel with access control responsibilities
• organizational personnel with information security with information security and privacy responsibilities

Propojené úkoly

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.