Assessment Objective

Determine if:

• PM-10a.
  • PM-10a.[01] the security state of organizational systems and the environments in which those systems operate are managed through authorization processes;
  • PM-10a.[02] the privacy state of organizational systems and the environments in which those systems operate are managed through authorization processes;
• PM-10b. individuals are designated to fulfill specific roles and responsibilities within the organizational risk management process;
• PM-10c. the authorization processes are integrated into an organization-wide risk management program.

Assessment Methods

Examine

• Information security program plan
• privacy program plan
• procedures addressing management (i.e., documentation, tracking, and reporting) of the authorization process
• assessment, authorization, and monitoring policy
• assessment, authorization, and monitoring procedures
• system authorization documentation
• lists or other documentation about authorization process roles and responsibilities
• risk assessment results relevant to the authorization process and the organization-wide risk management program
• organizational risk management strategy
• other relevant documents or records

Interview

• Organizational personnel with information security and privacy program planning and plan implementation responsibilities
• organizational personnel responsible for management of the authorization process
• organizational personnel with information security and privacy responsibilities

Test

• Organizational processes for authorization
• mechanisms supporting the authorization process

Propojené úkoly

• NIST -

  EN: Publications of the National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, from their electronic versions (OSCAL; SP 800-63-4 from its HTML version, https://pages.nist.gov/800-63-4/). Works of NIST employees are not subject to copyright protection in the United States (17 U.S.C. § 105); the OSCAL content is dedicated to the public domain worldwide (CC0 1.0); outside the United States NIST grants the right to reprint its technical series publications in all formats (NIST copyright statement). Republished courtesy of the National Institute of Standards and Technology; each document names its citation. Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by NIST are authoritative.

  DE: Veröffentlichungen des National Institute of Standards and Technology (NIST), U.S. Department of Commerce, https://www.nist.gov/, aus ihren elektronischen Fassungen (OSCAL; SP 800-63-4 aus ihrer HTML-Fassung, https://pages.nist.gov/800-63-4/). Werke von NIST-Beschäftigten sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105); die OSCAL-Inhalte sind weltweit gemeinfrei gestellt (CC0 1.0); außerhalb der USA räumt das NIST das Recht ein, seine Technical-Series-Publikationen in allen Formaten neu zu veröffentlichen (Copyright-Hinweis des NIST). „Republished courtesy of the National Institute of Standards and Technology“; jedes Dokument nennt seine Zitierangabe. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die vom NIST veröffentlichten Fassungen.