+AT-03 Role-based Training
---+AT-03(01) Environmental Controls
---+AT-03(02) Physical Security Controls
---+AT-03(03) Practical Exercises
---+AT-03(05) Processing Personally Identifiable Information
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AT-03 Role-based Training
Control
- Provide role-based security and privacy training to personnel with the following roles and responsibilities: [Assignement: organization-defined roles and responsibilities]:
- Before authorizing access to the system, information, or performing assigned duties, and [Assignement: frequency] thereafter; and
- When required by system changes;
- Update role-based training content [Assignement: frequency] and following [Assignement: events] ; and
- Incorporate lessons learned from internal or external security incidents or breaches into role-based training.
Discussion
Organizations determine the content of training based on the assigned roles and responsibilities of individuals as well as the security and privacy requirements of organizations and the systems to which personnel have authorized access, including technical training specifically tailored for assigned duties. Roles that may require role-based training include senior leaders or management officials (e.g., head of agency/chief executive officer, chief information officer, senior accountable official for risk management, senior agency information security officer, senior agency official for privacy), system owners; authorizing officials; system security officers; privacy officers; acquisition and procurement officials; enterprise architects; systems engineers; software developers; systems security engineers; privacy engineers; system, network, and database administrators; auditors; personnel conducting configuration management activities; personnel performing verification and validation activities; personnel with access to system-level software; control assessors; personnel with contingency planning and incident response duties; personnel with privacy management responsibilities; and personnel with access to personally identifiable information.
Comprehensive role-based training addresses management, operational, and technical roles and responsibilities covering physical, personnel, and technical controls. Role-based training also includes policies, procedures, tools, methods, and artifacts for the security and privacy roles defined. Organizations provide the training necessary for individuals to fulfill their responsibilities related to operations and supply chain risk management within the context of organizational security and privacy programs. Role-based training also applies to contractors who provide services to federal agencies. Types of training include web-based and computer-based training, classroom-style training, and hands-on training (including micro-training). Updating role-based training on a regular basis helps to ensure that the content remains relevant and effective. Events that may precipitate an update to role-based training content include, but are not limited to, assessment or audit findings, security incidents or breaches, or changes in applicable laws, executive orders, directives, regulations, policies, standards, and guidelines.
Assessment Objective
- role-based security training is provided to [Assignement: roles and responsibilities] before authorizing access to the system, information, or performing assigned duties;
- role-based privacy training is provided to [Assignement: roles and responsibilities] before authorizing access to the system, information, or performing assigned duties;
- role-based security training is provided to [Assignement: roles and responsibilities] [Assignement: frequency] thereafter;
- role-based privacy training is provided to [Assignement: roles and responsibilities] [Assignement: frequency] thereafter;
- role-based security training is provided to personnel with assigned security roles and responsibilities when required by system changes;
- role-based privacy training is provided to personnel with assigned security roles and responsibilities when required by system changes;
- role-based training content is updated [Assignement: frequency];
- role-based training content is updated following [Assignement: events];
- lessons learned from internal or external security incidents or breaches are incorporated into role-based training.
Assessment Method
Examine
System security plan
privacy plan
security and privacy awareness and training policy
procedures addressing security and privacy training implementation
codes of federal regulations
security and privacy training curriculum
security and privacy training materials
training records
other relevant documents or records
Interview
Organizational personnel with responsibilities for role-based security and privacy training
organizational personnel with assigned system security and privacy roles and responsibilities
1. Přehled
| Název |
Standard |
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AT-03(01) Environmental Controls
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Control
Provide [Assignement: personnel or roles] with initial and [Assignement: frequency] training in the employment and operation of environmental controls.
Discussion
Environmental controls include fire suppression and detection devices or systems, sprinkler systems, handheld fire extinguishers, fixed fire hoses, smoke detectors, temperature or humidity, heating, ventilation, air conditioning, and power within the facility.
Assessment Objective
[Assignement: personnel or roles] are provided with initial and refresher training [Assignement: frequency] in the employment and operation of environmental controls.
Assessment Method
Examine
Security and privacy awareness and training policy
procedures addressing security and privacy training implementation
security and privacy training curriculum
security and privacy training materials
system security plan
privacy plan
training records
other relevant documents or records
Interview
Organizational personnel with responsibilities for role-based security and privacy training
organizational personnel with responsibilities for employing and operating environmental controls
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AT-03(02) Physical Security Controls
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Control
Provide [Assignement: personnel or roles] with initial and [Assignement: frequency] training in the employment and operation of physical security controls.
Discussion
Physical security controls include physical access control devices, physical intrusion and detection alarms, operating procedures for facility security guards, and monitoring or surveillance equipment.
Assessment Objective
[Assignement: personnel or roles] is/are provided with initial and refresher training [Assignement: frequency] in the employment and operation of physical security controls.
Assessment Method
Examine
Security and privacy awareness and training policy
procedures addressing security and privacy training implementation
security and privacy training curriculum
security and privacy training materials
system security plan
privacy plan
training records
other relevant documents or records
Interview
Organizational personnel with responsibilities for role-based security and privacy training
organizational personnel with responsibilities for employing and operating physical security controls
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AT-03(03) Practical Exercises
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Control
Provide practical exercises in security and privacy training that reinforce training objectives.
Discussion
Practical exercises for security include training for software developers that addresses simulated attacks that exploit common software vulnerabilities or spear or whale phishing attacks targeted at senior leaders or executives. Practical exercises for privacy include modules with quizzes on identifying and processing personally identifiable information in various scenarios or scenarios on conducting privacy impact assessments.
Assessment Objective
- practical exercises in security training that reinforce training objectives are provided;
- practical exercises in privacy training that reinforce training objectives are provided.
Assessment Method
Examine
Security and privacy awareness and training policy
procedures addressing security and privacy awareness training implementation
security and privacy awareness training curriculum
security and privacy awareness training materials
security and privacy awareness training reports and results
system security plan
privacy plan
other relevant documents or records
Interview
Organizational personnel with responsibilities for role-based security and privacy training
organizational personnel who participate in security and privacy awareness training
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AT-03(05) Processing Personally Identifiable Information
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Control
Provide [Assignement: personnel or roles] with initial and [Assignement: frequency] training in the employment and operation of personally identifiable information processing and transparency controls.
Discussion
Personally identifiable information processing and transparency controls include the organization’s authority to process personally identifiable information and personally identifiable information processing purposes. Role-based training for federal agencies addresses the types of information that may constitute personally identifiable information and the risks, considerations, and obligations associated with its processing. Such training also considers the authority to process personally identifiable information documented in privacy policies and notices, system of records notices, computer matching agreements and notices, privacy impact assessments, [PRIVACT](#18e71fec-c6fd-475a-925a-5d8495cf8455) statements, contracts, information sharing agreements, memoranda of understanding, and/or other documentation.
Assessment Objective
[Assignement: personnel or roles] are provided with initial and refresher training [Assignement: frequency] in the employment and operation of personally identifiable information processing and transparency controls.
Assessment Method
Examine
Security and privacy awareness and training policy
procedures addressing security and privacy awareness training implementation
security and privacy awareness training curriculum
security and privacy awareness training materials
system security plan
privacy plan
organizational privacy notices
organizational policies
system of records notices
Privacy Act statements
computer matching agreements and notices
privacy impact assessments
information sharing agreements
other relevant documents or records
Interview
Organizational personnel with responsibilities for role-based security and privacy training
organizational personnel who participate in security and privacy awareness training
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1.1 Odkazy
1.2 Identifikované požadavky
1.3 Související regulace
2. Identifikované požadavky
Požadavky
| Zdroj |
Požadavek |
3. Související regulace
Propojené úkoly
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