+CP-09 System Backup
---+CP-09(01) Testing for Reliability and Integrity
---+CP-09(02) Test Restoration Using Sampling
---+CP-09(03) Separate Storage for Critical Information
---+CP-09(05) Transfer to Alternate Storage Site
---+CP-09(06) Redundant Secondary System
---+CP-09(07) Dual Authorization for Deletion or Destruction
---+CP-09(08) Cryptographic Protection
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CP-09 System Backup
Control
- Conduct backups of user-level information contained in [Assignement: system components] [Assignement: frequency];
- Conduct backups of system-level information contained in the system [Assignement: frequency];
- Conduct backups of system documentation, including security- and privacy-related documentation [Assignement: frequency] ; and
- Protect the confidentiality, integrity, and availability of backup information.
Discussion
System-level information includes system state information, operating system software, middleware, application software, and licenses. User-level information includes information other than system-level information. Mechanisms employed to protect the integrity of system backups include digital signatures and cryptographic hashes. Protection of system backup information while in transit is addressed by [MP-5](#mp-5) and [SC-8](#sc-8) . System backups reflect the requirements in contingency plans as well as other organizational requirements for backing up information. Organizations may be subject to laws, executive orders, directives, regulations, or policies with requirements regarding specific categories of information (e.g., personal health information). Organizational personnel consult with the senior agency official for privacy and legal counsel regarding such requirements.
Assessment Objective
- backups of user-level information contained in [Assignement: system components] are conducted [Assignement: frequency];
- backups of system-level information contained in the system are conducted [Assignement: frequency];
- backups of system documentation, including security- and privacy-related documentation are conducted [Assignement: frequency];
- the confidentiality of backup information is protected;
- the integrity of backup information is protected;
- the availability of backup information is protected.
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
backup storage location(s)
system backup logs or records
system security plan
privacy plan
other relevant documents or records
Interview
Organizational personnel with system backup responsibilities
organizational personnel with information security and privacy responsibilities
1. Přehled
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Standard |
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CP-09(01) Testing for Reliability and Integrity
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Control
Test backup information [Assignement: organization-defined frequency] to verify media reliability and information integrity.
Discussion
Organizations need assurance that backup information can be reliably retrieved. Reliability pertains to the systems and system components where the backup information is stored, the operations used to retrieve the information, and the integrity of the information being retrieved. Independent and specialized tests can be used for each of the aspects of reliability. For example, decrypting and transporting (or transmitting) a random sample of backup files from the alternate storage or backup site and comparing the information to the same information at the primary processing site can provide such assurance.
Assessment Objective
- backup information is tested [Assignement: frequency] to verify media reliability;
- backup information is tested [Assignement: frequency] to verify information integrity.
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
system backup test results
contingency plan test documentation
contingency plan test results
system security plan
other relevant documents or records
Interview
Organizational personnel with system backup responsibilities
organizational personnel with information security responsibilities
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CP-09(02) Test Restoration Using Sampling
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Control
Use a sample of backup information in the restoration of selected system functions as part of contingency plan testing.
Discussion
Organizations need assurance that system functions can be restored correctly and can support established organizational missions. To ensure that the selected system functions are thoroughly exercised during contingency plan testing, a sample of backup information is retrieved to determine whether the functions are operating as intended. Organizations can determine the sample size for the functions and backup information based on the level of assurance needed.
Assessment Objective
a sample of backup information in the restoration of selected system functions is used as part of contingency plan testing.
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
system backup test results
contingency plan test documentation
contingency plan test results
system security plan
other relevant documents or records
Interview
Organizational personnel with system backup responsibilities
organizational personnel with contingency planning/contingency plan testing responsibilities
organizational personnel with information security responsibilities
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CP-09(03) Separate Storage for Critical Information
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Control
Store backup copies of [Assignement: critical system software and other security-related information] in a separate facility or in a fire rated container that is not collocated with the operational system.
Discussion
Separate storage for critical information applies to all critical information regardless of the type of backup storage media. Critical system software includes operating systems, middleware, cryptographic key management systems, and intrusion detection systems. Security-related information includes inventories of system hardware, software, and firmware components. Alternate storage sites, including geographically distributed architectures, serve as separate storage facilities for organizations. Organizations may provide separate storage by implementing automated backup processes at alternative storage sites (e.g., data centers). The General Services Administration (GSA) establishes standards and specifications for security and fire rated containers.
Assessment Objective
backup copies of [Assignement: critical system software and other security-related information] are stored in a separate facility or in a fire rated container that is not collocated with the operational system.
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
backup storage location(s)
system backup configurations and associated documentation
system backup logs or records
system security plan
other relevant documents or records
Interview
Organizational personnel with contingency planning and plan implementation responsibilities
organizational personnel with system backup responsibilities
organizational personnel with information security responsibilities
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CP-09(05) Transfer to Alternate Storage Site
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Control
Transfer system backup information to the alternate storage site [Assignement: organization-defined time period and transfer rate consistent with the recovery time and recovery point objectives].
Discussion
System backup information can be transferred to alternate storage sites either electronically or by the physical shipment of storage media.
Assessment Objective
- system backup information is transferred to the alternate storage site for [Assignement: time period];
- system backup information is transferred to the alternate storage site [Assignement: transfer rate].
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
system backup logs or records
evidence of system backup information transferred to alternate storage site
alternate storage site agreements
system security plan
other relevant documents or records
Interview
Organizational personnel with system backup responsibilities
organizational personnel with information security responsibilities
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CP-09(06) Redundant Secondary System
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Control
Conduct system backup by maintaining a redundant secondary system that is not collocated with the primary system and that can be activated without loss of information or disruption to operations.
Discussion
The effect of system backup can be achieved by maintaining a redundant secondary system that mirrors the primary system, including the replication of information. If this type of redundancy is in place and there is sufficient geographic separation between the two systems, the secondary system can also serve as the alternate processing site.
Assessment Objective
- system backup is conducted by maintaining a redundant secondary system that is not collocated with the primary system;
- system backup is conducted by maintaining a redundant secondary system that can be activated without loss of information or disruption to operations.
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
system backup test results
contingency plan test results
contingency plan test documentation
redundant secondary system for system backups
location(s) of redundant secondary backup system(s)
system security plan
other relevant documents or records
Interview
Organizational personnel with system backup responsibilities
organizational personnel with information security responsibilities
organizational personnel with responsibility for the redundant secondary system
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CP-09(07) Dual Authorization for Deletion or Destruction
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Control
Enforce dual authorization for the deletion or destruction of [Assignement: backup information].
Discussion
Dual authorization ensures that deletion or destruction of backup information cannot occur unless two qualified individuals carry out the task. Individuals deleting or destroying backup information possess the skills or expertise to determine if the proposed deletion or destruction of information reflects organizational policies and procedures. Dual authorization may also be known as two-person control. To reduce the risk of collusion, organizations consider rotating dual authorization duties to other individuals.
Assessment Objective
dual authorization for the deletion or destruction of [Assignement: backup information] is enforced.
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
system design documentation
system configuration settings and associated documentation
system generated list of dual authorization credentials or rules
logs or records of deletion or destruction of backup information
system security plan
other relevant documents or records
Interview
Organizational personnel with system backup responsibilities
organizational personnel with information security responsibilities
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CP-09(08) Cryptographic Protection
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Control
Implement cryptographic mechanisms to prevent unauthorized disclosure and modification of [Assignement: backup information].
Discussion
The selection of cryptographic mechanisms is based on the need to protect the confidentiality and integrity of backup information. The strength of mechanisms selected is commensurate with the security category or classification of the information. Cryptographic protection applies to system backup information in storage at both primary and alternate locations. Organizations that implement cryptographic mechanisms to protect information at rest also consider cryptographic key management solutions.
Assessment Objective
cryptographic mechanisms are implemented to prevent unauthorized disclosure and modification of [Assignement: backup information].
Assessment Method
Examine
Contingency planning policy
procedures addressing system backup
contingency plan
system design documentation
system configuration settings and associated documentation
system security plan
other relevant documents or records
Interview
Organizational personnel with system backup responsibilities
organizational personnel with information security responsibilities
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1.1 Odkazy
1.2 Identifikované požadavky
1.3 Související regulace
2. Identifikované požadavky
Požadavky
| Zdroj |
Požadavek |
3. Související regulace
Propojené úkoly
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