+SI-01 Policy and Procedures

SI-01 Policy and Procedures

Control

  1. Develop, document, and disseminate to [Assignement: organization-defined personnel or roles]:
    1. [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy that:
      1. Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
      2. Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
    2. Procedures to facilitate the implementation of the system and information integrity policy and the associated system and information integrity controls;
  2. Designate an [Assignement: official] to manage the development, documentation, and dissemination of the system and information integrity policy and procedures; and
  3. Review and update the current system and information integrity:
    1. Policy [Assignement: frequency] and following [Assignement: events] ; and
    2. Procedures [Assignement: frequency] and following [Assignement: events].

Discussion

System and information integrity policy and procedures address the controls in the SI family that are implemented within systems and organizations. The risk management strategy is an important factor in establishing such policies and procedures. Policies and procedures contribute to security and privacy assurance. Therefore, it is important that security and privacy programs collaborate on the development of system and information integrity policy and procedures. Security and privacy program policies and procedures at the organization level are preferable, in general, and may obviate the need for mission- or system-specific policies and procedures. The policy can be included as part of the general security and privacy policy or be represented by multiple policies that reflect the complex nature of organizations. Procedures can be established for security and privacy programs, for mission or business processes, and for systems, if needed. Procedures describe how the policies or controls are implemented and can be directed at the individual or role that is the object of the procedure. Procedures can be documented in system security and privacy plans or in one or more separate documents. Events that may precipitate an update to system and information integrity policy and procedures include assessment or audit findings, security incidents or breaches, or changes in applicable laws, executive orders, directives, regulations, policies, standards, and guidelines. Simply restating controls does not constitute an organizational policy or procedure.

Assessment Objective

    1. a system and information integrity policy is developed and documented;
    2. the system and information integrity policy is disseminated to [Assignement: personnel or roles];
    3. system and information integrity procedures to facilitate the implementation of the system and information integrity policy and associated system and information integrity controls are developed and documented;
    4. the system and information integrity procedures are disseminated to [Assignement: personnel or roles];
        1. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses purpose;
        2. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses scope;
        3. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses roles;
        4. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses responsibilities;
        5. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses management commitment;
        6. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses coordination among organizational entities;
        7. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy addresses compliance;
      2. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] system and information integrity policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines;
  2. the [Assignement: official] is designated to manage the development, documentation, and dissemination of the system and information integrity policy and procedures;
      1. the current system and information integrity policy is reviewed and updated [Assignement: frequency];
      2. the current system and information integrity policy is reviewed and updated following [Assignement: events];
      1. the current system and information integrity procedures are reviewed and updated [Assignement: frequency];
      2. the current system and information integrity procedures are reviewed and updated following [Assignement: events].

Assessment Method

Examine

System and information integrity policy system and information integrity procedures system security plan privacy plan other relevant documents or records

Interview

Organizational personnel with system and information integrity responsibilities organizational personnel with information security and privacy responsibilities

1. Přehled

1.1 Odkazy

1.2 Identifikované požadavky

1.3 Související regulace

2. Identifikované požadavky

Požadavky

3. Související regulace

Regulace

Propojené úkoly

Vazby
is blocked by SI-01 Policy and Procedures – Assessment Procedure
is blocked by Publishing Security, Compliance & Resilience Documentation
is blocked by Periodic Review & Update of Security, Compliance & Resilience Program
is blocked by Secure Engineering Principles