+SR-01 [L] Policy and Procedures

SR-01 [L] Policy and Procedures

Control

  1. Develop, document, and disseminate to [Assignement: organization-defined personnel or roles]:
    1. [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy that:
      1. Addresses purpose, scope, roles, responsibilities, management commitment, coordination among organizational entities, and compliance; and
      2. Is consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines; and
    2. Procedures to facilitate the implementation of the supply chain risk management policy and the associated supply chain risk management controls;
  2. Designate an [Assignement: official] to manage the development, documentation, and dissemination of the supply chain risk management policy and procedures; and
  3. Review and update the current supply chain risk management:
    1. Policy [Assignement: frequency] and following [Assignement: events] ; and
    2. Procedures [Assignement: frequency] and following [Assignement: events].

Discussion

Supply chain risk management policy and procedures address the controls in the SR family as well as supply chain-related controls in other families that are implemented within systems and organizations. The risk management strategy is an important factor in establishing such policies and procedures. Policies and procedures contribute to security and privacy assurance. Therefore, it is important that security and privacy programs collaborate on the development of supply chain risk management policy and procedures. Security and privacy program policies and procedures at the organization level are preferable, in general, and may obviate the need for mission- or system-specific policies and procedures. The policy can be included as part of the general security and privacy policy or be represented by multiple policies that reflect the complex nature of organizations. Procedures can be established for security and privacy programs, for mission or business processes, and for systems, if needed. Procedures describe how the policies or controls are implemented and can be directed at the individual or role that is the object of the procedure. Procedures can be documented in system security and privacy plans or in one or more separate documents. Events that may precipitate an update to supply chain risk management policy and procedures include assessment or audit findings, security incidents or breaches, or changes in applicable laws, executive orders, directives, regulations, policies, standards, and guidelines. Simply restating controls does not constitute an organizational policy or procedure.

Assessment Objective

    1. a supply chain risk management policy is developed and documented;
    2. the supply chain risk management policy is disseminated to [Assignement: personnel or roles];
    3. supply chain risk management procedures to facilitate the implementation of the supply chain risk management policy and the associated supply chain risk management controls are developed and documented;
    4. the supply chain risk management procedures are disseminated to [Assignement: personnel or roles].
        1. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses purpose;
        2. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses scope;
        3. [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses roles;
        4. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses responsibilities;
        5. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses management commitment;
        6. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses coordination among organizational entities;
        7. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy addresses compliance.
      2. the [Selection(one-or-more): organization-level; mission/business process-level; system-level] supply chain risk management policy is consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines;
  2. the [Assignement: official] is designated to manage the development, documentation, and dissemination of the supply chain risk management policy and procedures;
      1. the current supply chain risk management policy is reviewed and updated [Assignement: frequency];
      2. the current supply chain risk management policy is reviewed and updated following [Assignement: events];
      1. the current supply chain risk management procedures are reviewed and updated [Assignement: frequency];
      2. the current supply chain risk management procedures are reviewed and updated following [Assignement: events].

Assessment Method

Examine

Supply chain risk management policy supply chain risk management procedures system security plan privacy plan other relevant documents or records

Interview

Organizational personnel with supply chain risk management responsibilities organizational personnel with information security and privacy responsibilities organizational personnel with acquisition responsibilities organizational personnel with enterprise risk management responsibilities

1. Přehled

1.1 Odkazy

1.2 Identifikované požadavky

1.3 Související regulace

2. Identifikované požadavky

Požadavky

3. Související regulace

Regulace

Propojené úkoly

Vazby
is blocked by SR-01 [L] Policy and Procedures – Assessment Procedure
is blocked by Publishing Security, Compliance & Resilience Documentation
is blocked by Periodic Review & Update of Security, Compliance & Resilience Program
is blocked by Third-Party Management