Assessment Objective

Determine if:

• AU-12(04)[01] the capability to audit the parameters of user query events for data sets containing personally identifiable information is provided;
• AU-12(04)[02] the capability to audit the parameters of user query events for data sets containing personally identifiable information is implemented.

Assessment Methods

Examine

• Audit and accountability policy
• system security plan
• privacy plan
• procedures addressing audit record generation
• query event records
• system design documentation
• system configuration settings and associated documentation
• map of system data actions
• system audit records
• other relevant documents or records

Interview

• Organizational personnel with audit record generation responsibilities
• organizational personnel with information security and privacy responsibilities
• system/network administrators
• system developers

Test

• Mechanisms implementing audit record generation capability

Propojené úkoly

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final