142. Ad hoc reviews of the risk factors, the risk assessment and, where necessary, the supervisory …

Ad hoc reviews of the risk factors, the risk assessment and, where necessary, the supervisory strategy and plans should take place following significant changes affecting the subject of assessment’s risk profile , including:

• a) emerging ML/TF risks;
• b) findings from off-site and on-site supervision and any follow-up of corrective or remedial actions taken by the subject of assessment;
• c) changes to, or new information emerging in relation to, owners of qualifying holdings, members of the management board or key function holders ’ operations or the organisation of the subject of assessment;
• d) amendments to the European Commission’s supranational risk assessment published in accordance with Article 6(1) of Directive (EU) 2015/849, national risk assessment or the supervisory risk assessment developed in line with these guidelines;
• e) new types of firms entering the sector or subsector;
• f) sudden changes within the sector or subsector, including changes to the customer base, services and products offered, delivery channels or exposure to certain geographic areas;
• g) new information that has emerged suggesting that the ML/TF risk exposure in respect of a specific subject of assessment or sector has increased;
• h) other situations where the competent authority has reasonable grounds to believe that information on which it had based its risk assessment is no longer relevant or has significant shortcomings.

1. Přehled

1.1 Odkazy

1.2 Identifikované požadavky

1.3 Související standardy

2. Identifikované požadavky

3. Související standardy

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