Imported: Joint EBA and ESMA Guidelines on the suitability assessment of the members of the management body of issuers of ARTs and of CASPs (2025-02-04-512ff18bd4-3dad)
- Document: Joint EBA and ESMA Guidelines on the suitability assessment of the members of the management body of issuers of ARTs and of CASPs (https://www.eba.europa.eu/sites/default/files/2024-06/2a0668ab-5d70-495a-a723-f6568fe8c830/Joint%20GL%20suitability%20members%20management%20body%20and%20QH%20%28MiCAR%29.pdf)
- Version: 2025-02-04-512ff18bd4-3dad
- Project: EBA
- Import: #2512, 24.10.2026 10:33, eba
The document was not there yet and was created with 153 sections, including language, labels and the link to the source.
Outline
- A. Compliance and reporting obligations – 1 sections
- Status of these guidelines – 3 sections
- Reporting requirements – 4 sections
- Subject matter, scope and definitions – 1 sections
- Subject matter – 2 sections
- Scope of application – 3 sections
- Addressees – 3 sections
- Definitions – 2 sections
- B. Implementation – 1 sections
- Date of application – 2 sections
- C. Joint Guidelines – 1 sections
- C.1. Application of the proportionality principle – 6 sections
- C.2. Notions of suitability under Articles 34(2) and 68(1) of MiCA – 29 sections
- C.3. Suitability assessments of members of the management body by Issuers of ARTs and CASPs – 23 sections
- C.4. Issuers of ARTs’ or CASPs’ corrective measures – 6 sections
- C.5. Suitability assessment by competent authorities – 14 sections
- C.6. Decision of the competent authority – 5 sections
- Draft Joint Guidelines on the assessment of the suitability of the shareholders or members, whether direct or indirect, with qualifying holdings in i… – 45 sections
- Annex I – Template for a matrix to assess the collective competence of members of the management body – 1 sections
Propojené úkoly
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/