+Article 47 3.

Article 47 3.

Where investment firms propose to provide portfolio management services to a client or potential client, they shall provide the client, in addition to the information required under paragraph 1, with such of the following information as is applicable:

(a) 

information on the method and frequency of valuation of the financial instruments in the client portfolio;

(b) 

details of any delegation of the discretionary management of all or part of the financial instruments or funds in the client portfolio;

(c) 

a specification of any benchmark against which the performance of the client portfolio will be compared;

(d) 

the types of financial instrument that may be included in the client portfolio and types of transaction that may be carried out in such instruments, including any limits;

(e) 

the management objectives, the level of risk to be reflected in the manager's exercise of discretion, and any specific constraints on that discretion.

The information listed in points (a) to (e) shall be provided in good time before the provision of investment services or ancillary services to clients or potential clients.

1. Přehled

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1.1 Odkazy

1.2 Identifikované požadavky

1.3 Související standardy

2. Identifikované požadavky

Požadavky

3. Související standardy

Standardy