Section 3 - Intra-Financial System Assets Amount

• a. Funds deposited with or lent to other financial institutions (1) Certificates of deposit
• b. Unused portion of committed lines extended to other financial institutions
• c. Holdings of securities issued by other financial institutions (1) Secured debt securities (2) Senior unsecured debt securities

(3) Subordinated debt securities (4) Commercial paper (5) Equity securities (6) Offsetting short positions in relation to the specific equity securities included in item 3.c.(5)

• d. Net positive current exposure of SFTs with other financial institutions
• e. OTC derivatives with other financial institutions that have a net positive fair value (1) Net positive fair value (2) Potential future exposure
• f. Intra-financial system assets indicator, including insurance subsidiaries (sum of items 3.a., 3.b. through 3.c.(5), 3.d., 3.e.(1), and 3.e.(2), minus 3.c.(6))

Section 4 - Intra-Financial System Liabilities Amount

• a. Funds deposited by or borrowed from other financial institutions (1) Deposits due to depository institutions (2) Deposits due to non-depository financial institutions

(3) Loans obtained from other financial institutions

• b. Unused portion of committed lines obtained from other financial institutions
• c. Net negative current exposure of SFTs with other financial institutions
• d. OTC derivatives with other financial institutions that have a net negative fair value (1) Net negative fair value (2) Potential future exposure
• e. Intra-financial system liabilities indicator, including insurance subsidiaries (sum of items 4.a.(1) through 4.d.(2)) Section 5 - Securities Outstanding Amount
• a. Secured debt securities
• b. Senior unsecured debt securities
• c. Subordinated debt securities
• d. Commercial paper
• e. Certificates of deposit
• f. Common equity
• g. Preferred shares and any other forms of subordinated funding not captured in item 5.c.
• h. Securities outstanding indicator, including the securities issued by insurance subsidiaries (sum of items 5.a. through 5.g.)

SUBSTITUTABILITY/FINANCIAL INSTITUTION INFRASTRUCTURE

1. Oversigt

1.1 Referencer

1.2 Identificerede krav

1.3 Relaterede standarder

2. Identificerede krav

3. Relaterede standarder

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.