IEC-CSO-IIR Initial Incident Report

Notification

• FedRAMP via email – fedramp_security@fedramp.gov
• Agency Customers via varies – Follow agency-specific incident reporting procedures: varies by agency
• All Necessary Parties via update – Provider's Trust Center or USDA Connect: trust center

Class A

Providers with Class A Certifications SHOULD responsibly notify all affected parties after identifying FedRAMP Reportable Incidents by providing an Initial Incident Report with as much of the following information that is available at the time of reporting and/or the current relevant status for each item:

• Contact information for the federal incident response coordinator
• Provider's internally assigned tracking identifier
• Description of the incident
• Timeline of the incident, including start time, time and source of detection, time of completed FedRAMP Reportable Incident evaluation, and other major incident milestones determined by the provider
• Historically and currently estimated Potential Agency Impact N-rating (PAIN) of the incident, including an explanation of the evaluation following the requirements in IEC-CSO-EFI (Estimate Federal Impact) (if applicable)
• Functional impact to federal agency customers (include impact to confidentiality and/or integrity and the impacted federal customer data types)
• Estimated recovery plan, milestones, and timelines
• List of likely affected customer agencies

Timeframes by impact level

Artifacts

• An Initial Incident Report for one or more incidents. The report can be from real incidents, simulated incidents, or a combination of sources.

Class B

Providers with Class B Certifications MUST responsibly notify all affected parties after identifying FedRAMP Reportable Incidents by providing an Initial Incident Report with as much of the following information that is available at the time of reporting and/or the current relevant status for each item:

• Contact information for the federal incident response coordinator.
• Provider's internally assigned tracking identifier
• Description of the incident
• Timeline of the incident, including start time, time and source of detection, time of completed FedRAMP Reportable Incident evaluation, and other major incident milestones determined by the provider
• Historically and currently estimated Potential Agency Impact N-rating (PAIN) of the incident, including an explanation of the evaluation following the requirements in IEC-CSO-EFI (Estimate Federal Impact) (if applicable)
• Functional impact to federal agency customers (include impact to confidentiality and/or integrity and the impacted federal customer data types)
• Estimated recovery plan, milestones, and timelines
• List of likely affected customer agencies

Timeframes by impact level

Artifacts

• An Initial Incident Report for one or more incidents. The report can be from real incidents, simulated incidents, or a combination of sources.

Class C

Providers with Class C Certifications MUST responsibly notify all affected parties after identifying FedRAMP Reportable Incidents by providing an Initial Incident Report with as much of the following information that is available at the time of reporting and/or the current relevant status for each item:

• Contact information for the federal incident response coordinator.
• Provider's internally assigned tracking identifier
• Description of the incident
• Timeline of the incident, including start time, time and source of detection, time of completed FedRAMP Reportable Incident evaluation, and other major incident milestones determined by the provider
• Historically and currently estimated Potential Agency Impact N-rating (PAIN) of the incident, including an explanation of the evaluation following the requirements in IEC-CSO-EFI (Estimate Federal Impact) (if applicable)
• Functional impact to federal agency customers (include impact to confidentiality and/or integrity and the impacted federal customer data types)
• Estimated recovery plan, milestones, and timelines
• List of likely affected customer agencies

Timeframes by impact level

Artifacts

• An Initial Incident Report for one or more incidents. The report can be from real incidents, simulated incidents, or a combination of sources.

Class D

Providers with Class D Certifications MUST responsibly notify all affected parties after identifying FedRAMP Reportable Incidents by providing an Initial Incident Report with as much of the following information that is available at the time of reporting and/or the current relevant status for each item:

• Contact information for the federal incident response coordinator.
• Provider's internally assigned tracking identifier
• Description of the incident
• Timeline of the incident, including start time, time and source of detection, time of completed FedRAMP Reportable Incident evaluation, and other major incident milestones determined by the provider
• Historically and currently estimated Potential Agency Impact N-rating (PAIN) of the incident, including an explanation of the evaluation following the requirements in IEC-CSO-EFI (Estimate Federal Impact) (if applicable)
• Functional impact to federal agency customers (include impact to confidentiality and/or integrity and the impacted federal customer data types)
• Estimated recovery plan, milestones, and timelines
• List of likely affected customer agencies

Timeframes by impact level

Artifacts

• An Initial Incident Report for one or more incidents. The report can be from real incidents, simulated incidents, or a combination of sources.

Schema: FedRAMP Incident Report (IEC-CSO-IIR / IEC-CSO-OIR / IEC-CSO-FIR)

Related rules: IEC-CSO-EFI

NIST SP 800-53 Rev. 5 controls: AU-5(2), IR-5

Defined terms: All Affected Parties, FedRAMP Reportable Incident, Incident, Initial Incident Report (IIR), Responsibly

1. Oversigt

1.1 Referencer

• FRC-CLA-RFR Recommended FedRAMP Rules for Class A
• AU-05(02) Real-time Alerts
• IR-05 Incident Monitoring
• IEC-CSO-EFI Estimate Federal Impact
• FRD-AAP All Affected Parties
• FRD-FRI FedRAMP Reportable Incident
• FRD-INT Incident
• FRD-IIR Initial Incident Report (IIR)
• FRD-RSP Responsibly

1.2 Identificerede krav

1.3 Relaterede reguleringer

2. Identificerede krav

3. Relaterede reguleringer

• FedRAMP Consolidated Rules -

  EN: FedRAMP® Consolidated Rules of the Federal Risk and Authorization Management Program, U.S. General Services Administration (GSA), https://www.fedramp.gov/, from their machine-readable version (FedRAMP/rules). Works of the U.S. Government are not subject to copyright protection in the United States (17 U.S.C. § 105; GSA website policies); GSA dedicated its machine-readable FedRAMP content to the public domain worldwide (CC0 1.0). FedRAMP® is a registered trademark of GSA; GRCA is not affiliated with, nor endorsed by, GSA or FedRAMP. Divided into sections and converted into the GRCA format, the wording unchanged, linked to the NIST SP 800-53 controls they name. Only the version published by FedRAMP is authoritative.

  DE: FedRAMP® Consolidated Rules des Federal Risk and Authorization Management Program, U.S. General Services Administration (GSA), https://www.fedramp.gov/, aus ihrer maschinenlesbaren Fassung (FedRAMP/rules). Werke der US-Regierung sind in den USA urheberrechtlich nicht geschützt (17 U.S.C. § 105; Website-Richtlinien der GSA); die GSA hat ihre maschinenlesbaren FedRAMP-Inhalte weltweit gemeinfrei gestellt (CC0 1.0). FedRAMP® ist eine eingetragene Marke der GSA; GRCA steht in keiner Verbindung zur GSA oder zu FedRAMP und wird von ihnen nicht unterstützt. In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert, mit den genannten Controls aus NIST SP 800-53 verknüpft. Maßgeblich ist allein die von FedRAMP veröffentlichte Fassung.