Assessment Objective

Determine if:

• AU-14a.
  • AU-14a.[01] [Assignment: users or roles] are provided with the capability to [Selection (one or more): record; view; hear; log] the content of a user session under [Assignment: circumstances];
  • AU-14a.[02] the capability for [Assignment: users or roles] to [Selection (one or more): record; view; hear; log] the content of a user session under [Assignment: circumstances] is implemented;
• AU-14b.
  • AU-14b.[01] session auditing activities are developed in consultation with legal counsel and in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines;
  • AU-14b.[02] session auditing activities are integrated in consultation with legal counsel and in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines;
  • AU-14b.[03] session auditing activities are used in consultation with legal counsel and in accordance with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines;

Assessment Methods

Examine

• Audit and accountability policy
• system security plan
• privacy plan
• procedures addressing user session auditing
• system design documentation
• system configuration settings and associated documentation
• system audit records
• other relevant documents or records

Interview

• Organizational personnel with information security and privacy responsibilities
• system/network administrators
• system developers
• legal counsel
• personnel with civil liberties responsibilities

Test

• Mechanisms implementing user session auditing capability

Linkede sager

• NIST -

  https://csrc.nist.gov/pubs/sp/800/53/r5/upd1/final