+358. The table below provides a non-exhaustive list of supervisory measures that competent …
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358. The table below provides a non-exhaustive list of supervisory measures that competent …
The table below provides a non-exhaustive list of supervisory measures that competent authorities may take in case of identified deficiencies in the institution’s capital adequacy, including in stress conditions. Competent authorities should decide on the type of supervisory measure based on its effectiveness to the specific identified deficiency. Competent authorities may apply additional supervisory measures or a combination of them if these are deemed more appropriate to address the identified deficiencies. Table 16. Potential and non-exhaustive supervisory measures for capital adequacy Potential supervisory measures for competent authorities in accordance with Article 104(1), points (a), - (c) (h), (i), and (j), of Directive 2013/36/EU – Competent authorities may require the institution to: A. hold additional own funds requirements by setting TSCR and determining P2G, where relevant B. submit a credible capital plan that addresses the risk of not meeting its applicable capital requirements, in case the quantitative outcomes of the stress tests indicate that, under the given stress scenarios, an institution will not be able to meet the requirements, and set a deadline for its implementation; C. make changes to capital plans as appropriate, including to the proposed management actions, or take additional mitigating actions that would become relevant given the scenarios and current macroeconomic conditions; D. limit variable remuneration as a percentage of net revenues where it is inconsistent with the maintenance of a sound capital base; E. restrict or limit its business or operations or divest activities that pose excessive risks to its soundness; E. reduce the risk inherent in certain activities, products and systems of institutions, including activities provided by third-parties; F. use net profits to strengthen own funds; G. restrict or prohibit distributions or interest payments to shareholders, members or holders of Additional Tier 1 instruments where such a prohibition does not constitute an event of default; H. impose additional or more frequent reporting requirements, including reporting on own funds and leverage.
1. Oversigt
1.1 Referencer
1.2 Identificerede krav
1.3 Relaterede standarder
2. Identificerede krav
3. Relaterede standarder
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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