+10.4. Application of other supervisory measures
---+481. Competent authorities responsible for the supervision of cross-border groups and their …
---+482. Competent authorities responsible for the prudential supervision of entities of a cross-border …
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10.4. Application of other supervisory measures
10.4. Application of other supervisory measures
1. Oversigt
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Regulering |
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481. Competent authorities responsible for the supervision of cross-border groups and their …
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Competent authorities responsible for the supervision of cross-border groups and their entities should discuss and coordinate, where possible, application of all supervisory and early intervention measures to the group and/or its material entities to ensure that the most appropriate measures are consistently applied to the identified vulnerabilities, taking into account the group dimension, including inter-dependencies and intra-group arrangements as discussed above.
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482. Competent authorities responsible for the prudential supervision of entities of a cross-border …
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Competent authorities responsible for the prudential supervision of entities of a cross-border group should – when imposing supervisory or administrative measures, including sanctions, on institutions for their failure to address deficiencies related to ML/TF risks adequately – liaise with the relevant AML/CFT supervisors in accordance with section 8 of the AML/CFT Cooperation Guidelines60 , and – in line with the respective authorities’ mandates and functions - – consider the most appropriate prudential supervisory measures to address these deficiencies and risks in addition to any measures taken by the AML/CFT supervisors.
60 EBA AML/CFT Cooperation Guidelines (EBA/GL/2021/15).
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1.1 Referencer
1.2 Identificerede krav
1.3 Relaterede standarder
2. Identificerede krav
3. Relaterede standarder
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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