30. The sources of information that competent authorities should always consider include:  C1 a) …

The sources of information that competent authorities should always consider include:

•  C1
• a) the European Commission’s supranational risk assessment published in accordance with Article 6(1) of Directive (EU) 2015/849;
• b) the EBA ’ s Opinion on the ML/TF risk affecting the Union’s financial sector published in accordance with Article 6(5) of Directive (EU) 2015/849;
• c) the national risk assessment (NRA) of the Member State and other Member States as referred to in Article 7(1) of Directive (EU) 2015/849;
• d) Delegated Acts adopted by the European Commission as referred to in Article 9(2) of Directive (EU) 2015/849;
• e) national and foreign governments;
• f) outcomes of the EBA’s risk assessments as referred to in Article 9a of Regulation (EU) No 1093/2010;
• g) other competent authorities;
• h) AML/CFT supervisory authorities in third countries;
• i) supervisory authorities responsible for the supervision of subjects of assessment’ s compliance with prudential requirements, including competent authorities as defined in points (2)(i) and (viii) of Article 4 of Regulation (EU) No 1093/2010, points (2)(i) of Article 4 of Regulation (EU) No 1094/2010, and points (3)(i) of Article 4 of Regulation (EU) No 1095/2010;
• j) the financial intelligence units (FIUs);
• k) law enforcement agencies, where not excluded by the applicable law;
• l) tax authorities, where not excluded by the applicable law; and
• m) AML/CFT colleges, established in accordance with the ESAs ’ Joint Guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions (the AML/CFT Colleges Guidelines’)¹² , where established.
•  O

¹² ESAs Joint Guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions (JC 2019 81)

1. Übersicht

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

3. Zugehörige Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.