Artikel 9 Meldung von Eigenmitteln und Eigenmittelanforderungen durch Wertpapierfirmen, die unter die Artikel 95 und 96 der Verordnung (EU) Nr. 575/2013 fallen, auf Einzelbasis

1. Übersicht

Bezeichnung	Regulierung
Article 9 1.	Investment firms that apply the transitional provisions of Article 57(3) of Regulation (EU) 2019/2033 shall submit information as set out in this Article.
Article 9 2.	In order to report information on own funds and on own funds requirements in accordance with Article 430(1), point (a), of Regulation (EU) No 575/2013 on an individual basis, with the exception of information on the leverage ratio, investment firms making use of Article 57(3) of Regulation (EU) 2019/2033 with reference to Article 95 of Regulation (EU) No 575/2013 shall submit the information specified in Annex I, templates 1 to 5, in accordance with the instructions in Annex II, Part II, point 1, with a quarterly frequency.
Article 9 3.	In order to report information on own funds and own funds requirements in accordance with Article 430(1), point (a), of Regulation (EU) No 575/2013 on an individual basis, investment firms making use of Article 57(3) of Regulation (EU) 2019/2033 with reference to Article 96 of Regulation (EU) No 575/2013 shall submit the information referred to in Article 5, paragraphs (1) to (5) and paragraphs (8) to (13), and Article 6(2) of this Regulation with the frequency laid down in those Articles.

Anforderungen
Quelle	Anforderung

Standards
Quelle	Anforderung

Builddate: 01.09.2024 00:00:00 -Doknr: CELEX:32021R0451
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