+Article 35 1.
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Article 35 1.
External reviewers shall identify, eliminate or manage, and disclose in a transparent manner in their reviews, any actual or potential conflicts of interest that concern any of the following:
(a)
their analysts or employees;
(b)
shareholders holding at least 10 % of the capital or the voting rights of the external reviewers or in a company which has the power to exercise control or a dominant influence over the external reviewers;
(c)
any person that is contractually related to the external reviewers and that is directly involved in assessment activities;
(d)
any person approving the reviews.
1. Übersicht
| Bezeichnung |
Regulierung |
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1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
| Quelle |
Anforderung |
3. Zugehörige Standards
Standards
| Quelle |
Anforderung |
- Builddate: 09.01.2024 00:00:00 -Doknr: CELEX:32023R2631
- EULAW -
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