+Article 16 2
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Article 16 2
2. For the purposes of Article 9(1), the ECB shall have, in particular, the following powers:
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(a)
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to require institutions to hold own funds in excess of the capital requirements laid down in the acts referred to in the first subparagraph of Article 4(3) related to elements of risks and risks not covered by the relevant Union acts;
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(b)
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to require the reinforcement of the arrangements, processes, mechanisms and strategies;
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(c)
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to require institutions to present a plan to restore compliance with supervisory requirements pursuant to the acts referred to in the first subparagraph of Article 4(3) and set a deadline for its implementation, including improvements to that plan regarding scope and deadline;
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(d)
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to require institutions to apply a specific provisioning policy or treatment of assets in terms of own funds requirements;
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(e)
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to restrict or limit the business, operations or network of institutions or to request the divestment of activities that pose excessive risks to the soundness of an institution;
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(f)
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to require the reduction of the risk inherent in the activities, products and systems of institutions;
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(g)
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to require institutions to limit variable remuneration as a percentage of net revenues when it is inconsistent with the maintenance of a sound capital base;
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(h)
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to require institutions to use net profits to strengthen own funds;
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(i)
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to restrict or prohibit distributions by the institution to shareholders, members or holders of Additional Tier 1 instruments where the prohibition does not constitute an event of default of the institution;
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(j)
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to impose additional or more frequent reporting requirements, including reporting on capital and liquidity positions;
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(k)
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to impose specific liquidity requirements, including restrictions on maturity mismatches between assets and liabilities;
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(l)
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to require additional disclosures;
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(m)
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to remove at any time members from the management body of credit institutions who do not fulfil the requirements set out in the acts referred to in the first subparagraph of Article 4(3).
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1. Übersicht
| Bezeichnung |
Regulierung |
,
1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
| Quelle |
Anforderung |
3. Zugehörige Standards
Standards
| Quelle |
Anforderung |
- Builddate: 29.10.2013 00:00:00 -Doknr: CELEX:32013R1024
- EULAW -
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DE: Rechtsakte der Europäischen Union aus EUR-Lex, https://eur-lex.europa.eu/. © Europäische Union. Weiterverwendung nach Beschluss 2011/833/EU mit Quellenangabe gestattet; die konsolidierten Fassungen stehen unter CC BY 4.0 (Rechtlicher Hinweis von EUR-Lex). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Verbindlich sind allein die im Amtsblatt der Europäischen Union veröffentlichten Rechtsakte.
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