+Article 31 1.

Article 31 1.

Investment firms outsourcing critical or important operational functions shall remain fully responsible for discharging all of their obligations under Directive 2014/65/EU and shall comply with the following conditions:

(a) 

the outsourcing does not result in the delegation by senior management of its responsibility;

(b) 

the relationship and obligations of the investment firm towards its clients under the terms of Directive 2014/65/EU is not altered;

(c) 

the conditions with which the investment firm must comply in order to be authorised in accordance with Article 5 of Directive 2014/65/EU, and to remain so, are not undermined;

(d) 

none of the other conditions subject to which the firm's authorisation was granted is removed or modified.

1. Übersicht

,

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen

3. Zugehörige Standards

Standards
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