+Article 67 1.

Article 67 1.

Investment firms shall satisfy the following conditions when carrying out client orders:

(a)

ensure that orders executed on behalf of clients are promptly and accurately recorded and allocated;

(b)

carry out otherwise comparable client orders sequentially and promptly unless the characteristics of the order or prevailing market conditions make this impracticable, or the interests of the client require otherwise;

(c)

inform a retail client about any material difficulty relevant to the proper carrying out of orders promptly upon becoming aware of the difficulty.

1. Übersicht

Bezeichnung	Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle	Anforderung

3. Zugehörige Standards

Standards
Quelle	Anforderung

Builddate: 02.08.2022 00:00:00 -Doknr: CELEX:32017R0565
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