+AU-11 Audit Record Retention
---+AU-11(01) Long-term Retrieval Capability

AU-11 Audit Record Retention

Control

Retain audit records for [Assignement: time period] to provide support for after-the-fact investigations of incidents and to meet regulatory and organizational information retention requirements.

Discussion

Organizations retain audit records until it is determined that the records are no longer needed for administrative, legal, audit, or other operational purposes. This includes the retention and availability of audit records relative to Freedom of Information Act (FOIA) requests, subpoenas, and law enforcement actions. Organizations develop standard categories of audit records relative to such types of actions and standard response processes for each type of action. The National Archives and Records Administration (NARA) General Records Schedules provide federal policy on records retention.

Assessment Objective

audit records are retained for [Assignement: time period] to provide support for after-the-fact investigations of incidents and to meet regulatory and organizational information retention requirements.

Assessment Method

Examine

Audit and accountability policy system security plan privacy plan audit record retention policy and procedures security plan organization-defined retention period for audit records audit record archives audit logs audit records other relevant documents or records

Interview

Organizational personnel with audit record retention responsibilities organizational personnel with information security and privacy responsibilities system/network administrators

1. Übersicht

AU-11(01) Long-term Retrieval Capability

Control

Employ [Assignement: measures] to ensure that long-term audit records generated by the system can be retrieved.

Discussion

Organizations need to access and read audit records requiring long-term storage (on the order of years). Measures employed to help facilitate the retrieval of audit records include converting records to newer formats, retaining equipment capable of reading the records, and retaining the necessary documentation to help personnel understand how to interpret the records.

Assessment Objective

[Assignement: measures] are employed to ensure that long-term audit records generated by the system can be retrieved.

Assessment Method

Examine

Audit and accountability policy system security plan privacy plan audit record retention policy and procedures system design documentation system configuration settings and associated documentation audit record archives audit logs audit records other relevant documents or records

Interview

Organizational personnel with audit record retention responsibilities organizational personnel with information security and privacy responsibilities system/network administrators

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Regulierungen

2. Identifizierte Anforderungen

Anforderungen

3. Zugehörige Regulierungen

Regulierungen

Verknüpfte Vorgänge

Verknüpfungen
is blocked by AU-11 Audit Record Retention – Assessment Procedure
is blocked by Event Log & Security-Relevant Telemetry Retention