+PE-02 Physical Access Authorizations
---+PE-02(01) Access by Position or Role
---+PE-02(02) Two Forms of Identification
---+PE-02(03) Restrict Unescorted Access

PE-02 Physical Access Authorizations

Control

  1. Develop, approve, and maintain a list of individuals with authorized access to the facility where the system resides;
  2. Issue authorization credentials for facility access;
  3. Review the access list detailing authorized facility access by individuals [Assignement: frequency] ; and
  4. Remove individuals from the facility access list when access is no longer required.

Discussion

Physical access authorizations apply to employees and visitors. Individuals with permanent physical access authorization credentials are not considered visitors. Authorization credentials include ID badges, identification cards, and smart cards. Organizations determine the strength of authorization credentials needed consistent with applicable laws, executive orders, directives, regulations, policies, standards, and guidelines. Physical access authorizations may not be necessary to access certain areas within facilities that are designated as publicly accessible.

Assessment Objective

    1. a list of individuals with authorized access to the facility where the system resides has been developed;
    2. the list of individuals with authorized access to the facility where the system resides has been approved;
    3. the list of individuals with authorized access to the facility where the system resides has been maintained;
  2. authorization credentials are issued for facility access;
  3. the access list detailing authorized facility access by individuals is reviewed [Assignement: frequency];
  4. individuals are removed from the facility access list when access is no longer required.

Assessment Method

Examine

Physical and environmental protection policy procedures addressing physical access authorizations authorized personnel access list authorization credentials physical access list reviews physical access termination records and associated documentation system security plan other relevant documents or records

Interview

Organizational personnel with physical access authorization responsibilities organizational personnel with physical access to system facility organizational personnel with information security responsibilities

1. Übersicht

PE-02(01) Access by Position or Role

Control

Authorize physical access to the facility where the system resides based on position or role.

Discussion

Role-based facility access includes access by authorized permanent and regular/routine maintenance personnel, duty officers, and emergency medical staff.

Assessment Objective

physical access to the facility where the system resides is authorized based on position or role.

Assessment Method

Examine

Physical and environmental protection policy procedures addressing physical access authorizations physical access control logs or records list of positions/roles and corresponding physical access authorizations system entry and exit points system security plan other relevant documents or records

Interview

Organizational personnel with physical access authorization responsibilities organizational personnel with physical access to system facility organizational personnel with information security responsibilities
PE-02(02) Two Forms of Identification

Control

Require two forms of identification from the following forms of identification for visitor access to the facility where the system resides: [Assignement: list of acceptable forms of identification].

Discussion

Acceptable forms of identification include passports, REAL ID-compliant drivers’ licenses, and Personal Identity Verification (PIV) cards. For gaining access to facilities using automated mechanisms, organizations may use PIV cards, key cards, PINs, and biometrics.

Assessment Objective

two forms of identification are required from [Assignement: list of acceptable forms of identification] for visitor access to the facility where the system resides.

Assessment Method

Examine

Physical and environmental protection policy procedures addressing physical access authorizations list of acceptable forms of identification for visitor access to the facility where the system resides access authorization forms access credentials physical access control logs or records system security plan other relevant documents or records

Interview

Organizational personnel with physical access authorization responsibilities organizational personnel with physical access to the system facility organizational personnel with information security responsibilities
PE-02(03) Restrict Unescorted Access

Control

Restrict unescorted access to the facility where the system resides to personnel with [Selection(one-or-more): security clearances for all information contained within the system; formal access authorizations for all information contained within the system; need for access to all information contained within the system; {{ insert: param, pe-02.03_odp.02 }} ].

Discussion

Individuals without required security clearances, access approvals, or need to know are escorted by individuals with appropriate physical access authorizations to ensure that information is not exposed or otherwise compromised.

Assessment Objective

unescorted access to the facility where the system resides is restricted to personnel with [Selection(one-or-more): security clearances for all information contained within the system; formal access authorizations for all information contained within the system; need for access to all information contained within the system; {{ insert: param, pe-02.03_odp.02 }} ].

Assessment Method

Examine

Physical and environmental protection policy procedures addressing physical access authorizations authorized personnel access list security clearances access authorizations access credentials physical access control logs or records system security plan other relevant documents or records

Interview

Organizational personnel with physical access authorization responsibilities organizational personnel with physical access to the system facility organizational personnel with information security responsibilities

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Regulierungen

2. Identifizierte Anforderungen

Anforderungen

3. Zugehörige Regulierungen

Regulierungen

Verknüpfte Vorgänge

Verknüpfungen
is blocked by PE-02 Physical Access Authorizations – Assessment Procedure
is blocked by Physical Access Authorizations