+87. Competent authorities should assess whether the compliance function effectively assesses and …
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87. Competent authorities should assess whether the compliance function effectively assesses and …
Competent authorities should assess whether the compliance function effectively assesses and mitigates compliance risks arising from non-compliance with applicable legal and regulatory requirements, contractual obligations or internal rules and codes of conduct, including rules on ethics, and ensures that all material risk management decisions adequately take into account these risks.
1. Übersicht
| Bezeichnung |
Regulierung |
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1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
| Quelle |
Anforderung |
3. Zugehörige Standards
Standards
| Quelle |
Anforderung |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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