+9. Title 9. Overall SREP assessment and communication
---+9.1. General considerations
------+442. This title covers how the findings from the assessments of each SREP elements are combined …
---+9.2. Overall SREP assessment
------+443. In determining the overall SREP assessment, competent authorities should consider the findings …
------+444. On the basis of these considerations, competent authorities should determine the institution’s …
------+445. The overall SREP assessment should be reflected in a viability score based on the …
------+446. When determining that an institution is ‘failing or likely to fail’, as reflected by an …
---+9.3. Communication of the outcome of the SREP assessment
------+447. Competent authorities should communicate, in accordance with the SREP engagement model set out …
------+448. The communication of the outcome of the SREP assessment to institutions, and, where relevant …
---+9.4. Supervisory reaction to a situation where TSCR or OCR is not met
------+449. TSCR as determined in accordance with these guidelines and communicated in the SREP assessment …
------+450. Competent authorities should also monitor whether the institutions meet the OCR. Where …
---+9.5. Supervisory reaction to a situation where P2G is not met
------+451. Competent authorities should monitor whether the amount of own funds expected in accordance …
------+452. There are generally three situations to be considered by a competent authority in which an …
------+453. Notwithstanding particular supervisory responses in accordance with the previous paragraph …
---+9.6. Interaction between supervisory, early intervention measures and resolution authorities’ assessment
------+454. In addition to the supervisory measures, competent authorities may apply early intervention …
------+455. Competent authorities should apply early intervention measures without prejudice to any other …
------+456. When setting supervisory or early intervention measures, competent authorities should, in …
---+9.7. Interaction between supervisory and macroprudential measures
------+457. Where an institution is subject to macroprudential measures and the SREP assessment determines …
---+9.8. Interaction between supervisory and AML/CFT measures
------+458. When applying supervisory measures to address prudential deficiencies related to ML/TF risk …
------+459. Where competent authorities in the course of exercising their supervisory activities have …
------+460. Where the competent authorities are notified or become aware of supervisory measures or …
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9. Title 9. Overall SREP assessment and communication
9. Title 9. Overall SREP assessment and communication
1. Übersicht
1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
| Quelle |
Anforderung |
3. Zugehörige Standards
Standards
| Quelle |
Anforderung |
- EBA - Published by the European Banking Authority at https://www.eba.europa.eu/
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