37. In the case of financial entities that are subject to Directive 2014/59/EU ( ), particular …

In the case of financial entities that are subject to Directive 2014/59/EU (⁴⁴ ), particular attention should be given to the assessment of the criticality or importance of functions if the third-party arrangement concerns functions related to critical functions and core business lines as defined in Article 2(1), points (35) and (36) of Directive 2014/59/EU and using the criteria set out in Articles 6 and 7 of Commission Delegated Regulation (EU) 2016/778 (⁴⁵ ). Functions that are necessary to perform activities of core business lines or critical functions should be considered critical or important functions for the purpose of these Guidelines, unless the financial entity’s assessment establishes that a failure to provide the function or the inappropriate provision of such function would not have a material impact on the operational continuity of the core business lines or critical functions.

⁴⁴ Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council (BRRD) (OJ L 173, 12.6.2014, pp. 190 – 348, ELI: http://data.europa.eu/eli/dir/2014/59/oj).

⁴⁵ Commission Delegated Regulation (EU) 2016/778 of 2 February 2016 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to the circumstances and conditions under which the payment of extraordinary ex post contributions may be partially or entirely deferred, and on the criteria for the determination of the activities, services and operations with regard to critical functions, and for the determination of the business lines and associated services with regard to core business lines (OJ L 131, 20.5.2016, pp. 41 – 47, ELI: http://data.europa.eu/eli/reg_del/2016/778/oj).

1. Übersicht

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

3. Zugehörige Standards

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