+46. When using a TPSP, financial entities should at least ensure that: a. they can take and …

46. When using a TPSP, financial entities should at least ensure that: a. they can take and …

When using a TPSP, financial entities should at least ensure that:

  • a. they can take and implement decisions related to their business activities and their critical or important functions;
  • b. they maintain the orderliness of the conduct of their business and the banking, investment and payment services they provide;
  • c. the risks related to current and planned third-party arrangements are adequately identified, assessed, managed, and mitigated;
  • d. appropriate confidentiality arrangements regarding data and other information are in place;
  • e. an appropriate flow of relevant information with the TPSPs is maintained.
  • f. with regard to the third-party arrangements supporting critical or important functions, they are able to undertake at least one of the following actions, within an appropriate time frame:
  • i. transfer the function to alternative TPSPs;
  • ii. reintegrate the function; or
  • iii. discontinue the business activities that are depending on the function.
  • g. where personal data are processed by service providers located in the EU and/or third countries, appropriate measures are implemented and data are processed in accordance with Regulation (EU) 2016/679.

1. Übersicht

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Bezeichnung Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle Anforderung

3. Zugehörige Standards

Standards
Quelle Anforderung
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/