61. Taking into account the application of proportionality under Title I of the Guidelines, the …

Taking into account the application of proportionality under Title I of the Guidelines, the register should be consistent to the extent possible, with the register of information under Article 28(3) of DORA. Financial entities are encouraged to avoid any discrepancies between those two registers. Financial entities also have the possibility to combine both in one single register. The register for the non-ICT services should include at least the following information for all existing third-party arrangements:

• a. a reference number for each third-party arrangement and the type of contractual arrangement chosen ( ‘ Standalone arrangement ’ , ‘ Overarching arrangement ’ , or ‘ Subsequent or associated arrangement ’ ; for the latter option, the reference number of the overarching arrangement should be specified);
• b. the start date and, as applicable, the next contract renewal date, the end date including the reason of the termination or ending of the contractual arrangement;
• c. where applicable, the financial entities within the scope of the prudential consolidation or institutional protection scheme, that make use of the TPSPs, in accordance with paragraph 60;
• d. whether or not the TPSP or subcontractor is part of the group or a member of the institutional protection scheme (IPS) or is owned by financial entities within the group or is owned by members of an institutional protection scheme;
• e. a brief description of the functions provided by the TPSPs;
• f. whether or not (yes/no) the non-ICT service provided by a TPSP is supporting a critical or important function, including, where applicable, a brief summary of the reasons why the function is considered critical or important
• g. a category assigned by the financial entity that reflects the nature of the functions covered by the third-party arrangement as described within the financial entity ’s own internal categorisation. If an arrangement covers multiple functions, then the financial entity should report as many categories as the functions provided;
• h. the name of the TPSP, an identifier (LEI, EUID for legal persons or other alternative identifiers), the corporate registration number, the registered address and other relevant contact details, and the name of its ultimate parent company and an identifier (if any);
• i. the country or countries where critical or important function is to be performed;

1. Übersicht

1.1 Referenzen

• Artikel 28 (3)

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

3. Zugehörige Standards

• EBA - Published by the European Banking Authority at https://www.eba.europa.eu/