+126. Where concerns are identified that lead to the conclusion that a financial entity no longer …

126. Where concerns are identified that lead to the conclusion that a financial entity no longer …

Where concerns are identified that lead to the conclusion that a financial entity no longer has robust governance arrangements in place or does not comply with regulatory requirements, competent authorities should take appropriate actions, which may include limiting or restricting the scope of the non-ICT services supporting critical or important functions provided by TPSPs or requiring exit from one or more third-party arrangements. Considering the need of the financial entity to operate on a continuous basis, the termination or the temporary suspension of contracts could be required if the supervision and enforcement of regulatory requirements cannot be ensured by other measures.

1. Übersicht

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Bezeichnung Regulierung

1.1 Referenzen

1.2 Identifizierte Anforderungen

1.3 Zugehörige Standards

2. Identifizierte Anforderungen

Anforderungen
Quelle Anforderung

3. Zugehörige Standards

Standards
Quelle Anforderung
  • EBA - Published by the European Banking Authority at https://www.eba.europa.eu/