Article 33 3.
DTF shall exclude transactions executed by an investment firm for the purpose of providing portfolio management services on behalf of investment funds. DTF shall include transactions executed by an investment firm in its own name either for itself or on behalf of a client.
1. Übersicht
| Bezeichnung |
Regulierung |
,
1.1 Referenzen
1.2 Identifizierte Anforderungen
1.3 Zugehörige Standards
2. Identifizierte Anforderungen
Anforderungen
| Quelle |
Anforderung |
3. Zugehörige Standards
Standards
| Quelle |
Anforderung |
|