+124. Within their assessment, competent authorities should take into account all risks, in …
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124. Within their assessment, competent authorities should take into account all risks, in …
Within their assessment, competent authorities should take into account all risks, in particular (59 ): - a. operational risks posed by the third-party arrangement;
- b. reputational risks;
- c. the step-in risk that could require the institution to bail out a TPSP, in the case of significant institutions;
- d. concentration risks within the institution, including on a consolidated basis, caused by multiple third-party arrangements with a single TPSP or closely connected TPSPs or multiple third-party arrangements within the same business area;
- e. concentration risks at the sectoral level, e.g. where multiple financial entities make use of a single TPSP or a small group of TPSPs;
- f. the extent to which the financial entity controls the TPSP or has the ability to influence its actions, and the reduction of risks that may result from a higher level of control and if the service provider is included in the consolidated supervision of the group; and
- g. conflicts of interest between the financial entity and the TPSP.
59 For institutions subject to Directive 2013/36/EU, see also the EBA Guidelines on SREP: https://eba.europa.eu/regulation-and-policy/supervisory-review-and-evaluation-srep-and-pillar-2.
1. Επισκόπηση
1.1 Παραπομπές
1.2 Εντοπισμένες απαιτήσεις
1.3 Σχετικά πρότυπα
2. Εντοπισμένες απαιτήσεις
3. Σχετικά πρότυπα
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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