12. Relevant authorities may exempt investment firms from the application of the above methodology …

Relevant authorities may exempt investment firms from the application of the above methodology or use a different sample of institutions or an amended set of indicators, to the extent they consider the indicators in Annex 1 or the calculation of denominators based on all institutions to be inappropriate for investment firms. If relevant authorities include investment firms in the assessment, they may identify them as O-SIIs if their score as described in the preceding paragraphs exceeds 4.5 basis points.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.