22. The management body must have ultimate and overall responsibility for the investment firm and …

The management body must have ultimate and overall responsibility for the investment firm and defines, oversees and is accountable for the implementation of the governance arrangements as referred to in particular under Articles 26, 28 and 29 of Directive (EU) 2019/2034, within the investment firm that ensure the effective and prudent management of the investment firm.

1. Overview

1.1 References

• Article 26 Internal governance
• Article 28 Role of the management body in risk management
• Article 29 Treatment of risks

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.