83. The governance requirements of Directive 2019/2034/EU and the provisions in these guidelines …

The governance requirements of Directive 2019/2034/EU and the provisions in these guidelines apply to investment firms located in the EU independent of the fact that they may be subsidiaries of a parent undertaking in a third country. Where an EU subsidiary of a parent undertaking in a third country is a Union parent undertaking, the scope of prudential consolidation within the EU does not include the level of the parent investment firm located in a third country and other direct subsidiaries of that parent undertaking. The Union parent undertaking should ensure that the group-wide governance policy of the parent investment firm in a third country is taken into consideration within its own governance policy insofar as this is not contrary to the requirements set out under relevant EU law, including Directive (EU) 2019/2034 and the additional specifications under these guidelines.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

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