Annex IV – Derogations from the application of requirement to pay out a part of variable remuneration deferred and in instruments for investment firms under Directive (EU) 2019/2034

Name of the investment firm Name Financial year for which the remuneration is awarded (year N): Year Information on the availability of waivers Derogation on a firm-wide Derogation for staff basis under Art. 34(4)(a) IFD under Art. 34(4)(b) IFD Does the investment firm apply the derogations regarding the requirement to pay out a part of the variable Yes/no remuneration deferred and in instruments under Article 34(4)(a) IFD to all its identified staff? If this has been answered with ‘ yes ’ the information below does not need to be provided. Does the investment firm apply the derogation from the requirement under Article 32 (1)(j) IFD (pay-out in Yes/no Yes/no instruments)? Where the investment firm applies the above derogation, but with a lower threshold as implemented under national Threshold law, please indicate the threshold applied in EUR Number of identified staff benefitting from the above derogation Headcount Headcount Percentage of identified staff benefitting from the above derogation Percentage Percentage Total remuneration of identified staff benefitting from the above derogation EUR EUR Of which: variable remuneration EUR EUR Of which: fixed remuneration EUR EUR Does the investment firm apply the derogation from the requirement under Article 32 (1)(l) IFD (pay-out under Yes/no Yes/no deferral arrangements)? Where the investment firm applies the above derogation, but with a lower threshold as implemented under national Threshold law, please indicate the threshold applied in EUR Number of identified staff benefitting from the above derogation Headcount Headcount Percentage of identified staff benefitting from the above derogation Percentage Percentage Total remuneration of identified staff benefitting from the above derogation EUR EUR Of which: variable remuneration EUR EUR Of which: fixed remuneration EUR EUR Does the investment firm apply the derogation from the requirement under Article 32 (1), third subparagraph of Yes/no Yes/no paragraph 3 (derogations with regard to the pay-out in instruments of discretionary pension benefits)? Number of identified staff benefitting from the above derogation Headcount Headcount Total remuneration of identified staff benefitting from the above derogation EUR EUR Of which: variable remuneration EUR EUR Of which: fixed remuneration EUR EUR

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1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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