+34. For the data-collection exercise for high ear ners, high earners should be reported as …

34. For the data-collection exercise for high ear ners, high earners should be reported as …

For the data-collection exercise for high ear ners, high earners should be reported as ‘identified’ staff if they are treated by firms as ‘identified staff’ at the consolidated level or at the individual level, considering the following:

  • a. in Annex I,
i.identified staff should include the identified staff of the institution submitting the data and in its subsidiaries who are subject to the application of the remuneration requirements under Articles 92 and 94 of Directive 2013/36/EU on an individual or consolidated basis; and
ii.staff in subsidiaries who are subject to a specific remuneration framework in accordance with Article 109(4) of Directive 2013/36/EU, but are subject to the remuneration requirements under Article 92 and 94 of that Directive in accordance with Article 109(5) or 109(6) of that Directive;
b. in AnnexII,
i.identified staff should include the identified staff of investment firms that are subject to the application of the remuneration requirements under Articles 30 and 32 of Directive (EU) 2019/2034 on an individual basis; and
ii.where the requirements in Articles 30 and 32 of Directive (EU) 2019/2034 apply on a consolidated basis in accordance with Article 7 of Regulation (EU) 2019/2033, staff in subsidiaries who are not themselves subject to Article 30 and 32 of that Directive whose professional activities have a material impact on the risk profile of the investment firm or on the assets that it manages on a consolidated basis.

1. Overview

,

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements

3. Related Standards

Standards
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.