+42. Competent authorities should ensure that the scoring of the business model, internal governance …

42. Competent authorities should ensure that the scoring of the business model, internal governance …

Competent authorities should ensure that the scoring of the business model, internal governance and controls, capital adequacy, liquidity adequacy, and the overall SREP score achieves the following objectives:

  • a. indicating the likelihood that supervisory measures may need to be taken to address concerns in accordance with the criteria specified in Title 10;
  • b. acting as a trigger for the decision on whether to apply, where applicable, early intervention measures in accordance with the EBA Guidelines on triggers for use of early intervention measures; and
  • c. helping with the prioritisation and planning of supervisory resources and the setting of priorities.

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.