+56. In order to ensure appropriate frequency of supervisory activities related to SREP for category …
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56. In order to ensure appropriate frequency of supervisory activities related to SREP for category …
In order to ensure appropriate frequency of supervisory activities related to SREP for category 2 investment firms, competent authorities should: - a. monitor key indicators on a quarterly basis;
- b. update the assessments of all individual SREP elements at least every 3 years;
- c. have engagement with the investment firm’s management body and senior management at least with the same frequency as the assessment of all SREP elements.
2.4.3 Category 3 investment firms
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
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Requirement |
3. Related Standards
Standards
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Requirement |
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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