+62. Competent authorities should tailor the set of indicators and their thresholds to the specific …

62. Competent authorities should tailor the set of indicators and their thresholds to the specific …

Competent authorities should tailor the set of indicators and their thresholds to the specific features of individual investment firms or groups of investment firms with similar characteristics (peer groups). The framework of indicators, monitoring patterns and thresholds should reflect the investment firm’s size, complexity, business model and risk profile and should cover geographies, sectors and markets where the investment firm operates.

1. Overview

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Summary Regulation

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

Requirements
Source Requirement

3. Related Standards

Standards
Source Requirement
  • EBA -

    EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

    DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.