+65. Indicators used for monitoring should include at least the following firm-specific indicators …
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65. Indicators used for monitoring should include at least the following firm-specific indicators …
Indicators used for monitoring should include at least the following firm-specific indicators: - a. financial and non-financial indicators addressing the risk categories covered by these guidelines applicable to the specific category of investment firm (see Titles 6 and 8);
- b. all the ratios derived from the application of Regulation (EU) No 2019/2033 and from the national law implementing Directive (EU) No 2019/2034;
- c. where applicable, the minimum requirements for own funds and eligible liabilities (MREL) as specified by Directive 2014/59/EU;
- d. where available, recovery indicators used in the firm’s own recovery plans.
1. Overview
1.1 References
1.2 Identified Requirements
1.3 Related Standards
2. Identified Requirements
Requirements
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Requirement |
3. Related Standards
Standards
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Requirement |
- EBA -
EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.
DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.
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