70. Without undermining the responsibility of the investment firm’s management body for running and …

Without undermining the responsibility of the investment firm’s management body for running and organising the business, or indicating preferences for specific business models, competent authorities should conduct business model analysis (BMA) to assess business and strategic risks and determine:

• a. the viability of the investment firm’s current business model on the basis of its ability to generate acceptable returns over the following 12 months; and
• b. the sustainability of the investment firm’s strategy over a forward-looking period of at least 3 years.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.