127. Competent authorities should assess whether the investment firms perform a comprehensive …

Competent authorities should assess whether the investment firms perform a comprehensive assessment of the risks which are material to their business and operating model, to the composition of their portfolio or to their trading strategies. This should include an assessment of these risks in the context of cyclical economic fluctuations and of the impact such fluctuations may have on the investment firms’ ability to meet its own funds requirements, to fund its ongoing business operations or to orderly wind-down.

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

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  EN: Guidelines and other publications of the European Banking Authority (EBA), https://www.eba.europa.eu/. © European Banking Authority. Reproduction is authorised provided the source is acknowledged (EBA legal notice). Divided into sections and converted into the GRCA format, the wording unchanged. Only the versions published by the EBA are authoritative.

  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.