148. Paragraph 147, points (a) to (c) are applicable to the assessment of investment firms …

Paragraph 147, points (a) to (c) are applicable to the assessment of investment firms classified to categories 1, 2 or 3, considering the scope of authorised activities of these investment firms. Where relevant, competent authorities may take into account paragraph 147, points (a) and (c) for the assessment of small and non-complex investment firms meeting the criteria of Article 12 of Regulation (EU) 2019/2033, taking into account the relevance of certain sub-categories listed under the abovementioned risks to capital for these investment firms. Competent authorities should assess the orderly wind-down of an investment firm as well as other risks, both in the case of all investment firms subject to SREP.

1. Overview

1.1 References

• Article 12 Small and non‐interconnected investment firms

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

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