158. Competent authorities should identify and assess the process to orderly wind-down the …

Competent authorities should identify and assess the process to orderly wind-down the investment firm under plausible scenarios reflecting the business model and strategy of the investment firm. The level of details of such assessment including the number of considered scenarios should be determined taking into account the business model, scale and complexity of activities performed by the investment firm. The assessment should include at least the following elements:

• a. identification of wind-down scenarios;
• b. identification of the realistic timeframe to wind-down the investment firms; and
• c. assessment of the impact of a wind-down of an investment firm on its clients, counterparties and markets, and on the investment firm itself.

6.2.1 Identification of wind-down scenarios

1. Overview

1.1 References

1.2 Identified Requirements

1.3 Related Standards

2. Identified Requirements

3. Related Standards

• EBA -

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  DE: Leitlinien und weitere Veröffentlichungen der Europäischen Bankenaufsichtsbehörde (EBA), https://www.eba.europa.eu/. © European Banking Authority. Wiedergabe mit Quellenangabe gestattet (Rechtlicher Hinweis der EBA). In Abschnitte aufgeteilt und in das GRCA-Format umgewandelt, der Wortlaut unverändert. Maßgeblich sind allein die von der EBA veröffentlichten Fassungen.